§ 37.407. Regulatory service provider.
29 words·~1 min read·
/us/cfr/t17/s§ 37.407·A research copy — for the controlling text, always check the official state or federal source. Not legal advice.
A swap execution facility shall comply with the regulations in this subpart through a dedicated regulatory department or by contracting with a regulatory service provider pursuant to § 37.204.